Investment Management

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Avoiding FCPA Liability by Tightening Internal Controls

ALM

This article, co-authored with H. David Kotz, describes some of the many elements of a company’s process to comply with the Foreign Corrupt Practices Act.

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Muni Bonds, Pension Liabilities and Investment Due Diligence

ABI

This article, co-authored with Dr. Israel Shaked and Brad Orelowitz, CPA, discuss bond risk for government issuers with unfunded pension fund liabilities.

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GPs Eye New Ruling

SSRN

This article, co-authored with Attorney David N. Levine, discusses how the exit strategy of a private equity fund could be impacted by a portfolio company’s underfunded pension plan.

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Pension Risk, Governance and the C-Suite

SSRN

This article describes enterprise risk and the role of the CFO as relates to the management of a company’s employee benefit plans.